Skip to content
Home
About us
Who we are
Our Approach
Careers
Our Services
Financial Planning
Investment Management
Retirement Planning
Providing For Family
Estate Planning
Charities & Foundations
Account Opening form
Our Clients
Contact
Home
About us
Who we are
Our Approach
Careers
Our Services
Financial Planning
Investment Management
Retirement Planning
Providing For Family
Estate Planning
Charities & Foundations
Account Opening form
Our Clients
Contact
Account Opening form
Account Opening form
BROKERAGE ACCOUNT APPLICATION FORM
To get you started with our services, please provide us with the necessary information applicable to your desired account type below.
Account Type
Account Type
Individual
Joint Tenants with Right of Survivorship*
Tenants in Common*
Other*
*Joint Tenants with Right of Survivorship
- If one owner dies, his/her interest passes to the surviving owner(s).
*Tenants in Common
- If one owner dies, his/her interest passes to his/her estate (50/50, unless otherwise noted).
*Other
- Contact us to obtain additional documents that must accompany this application. Certain restrictions may apply.
Account Holder Information*
Mr.
Mrs.
Ms.
Dr.
Full Legal Name
First and Middle Name
Last Name
Primary Email Address
Date of Birth
Home Address
Country of Citizenship
Photo of Government issued ID or Passport
Securities industry regulations require that we request the following information:
Employment Status
Please Select
Employed
Self-employed
Retired
Unemployed
Employer/Business Name
Nature of Business/Sector
Business Address
Occupation/Position
Number of Years With Employer/Self-employed
Marital Status
Please Select
Single
Married
Divorced
Number of Dependants
Conflict of interest disclousure 1: Are you affiliated with or employed by a stock exchange or member firm of an exchange or a policy making body or a securities broker-dealer, or any other firm related to the Financial Services or Investment Industry?
Yes
No
Conflict of interest disclousure 2: Are you a director, 10% shareholder or policy-making officer of a publicly held company?
Yes
No
Conflict of interest disclousure 3: Are you currently a political figure or hold a decision making position in Government or State?
Yes
No
Investment Profile
Investment Knowledge
None
Extensive
Limited
Good
Investment Experience
Common Shares
None
Limited
Good
Excellent
Preferred Shares
None
Limited
Good
Excellent
Bonds
None
Limited
Good
Excellent
Money Markets
None
Limited
Good
Excellent
New Issues/IPOs
None
Limited
Good
Excellent
Mutual Funds
None
Limited
Good
Excellent
Options
None
Limited
Good
Excellent
Commodities/Futures
None
Limited
Good
Excellent
Venture Situations
None
Limited
Good
Excellent
Please share your trading experience in number of years for the following asset classes below:
Equities
Less than 1Y
1-3Ys
>5Ys
>10Ys
None
Bonds
Less than 1Y
1-3Ys
>5Ys
>10Ys
None
Currencies
Less than 1Y
1-3Ys
>5Ys
>10Ys
None
Derivatives
Less than 1Y
1-3Ys
>5Ys
>10Ys
None
Commodities/Futures
Less than 1Y
1-3Ys
>5Ys
>10Ys
None
Investment Goals
Investment Objective Definitions: Capital preservation: The objective of capital preservation is to protect your initial investment by choosing investments that minimize the potential of any loss of principal. The long-term risk of capital preservation is that the returns may not be adequate to offset inflation. Income: The primary objective of an income strategy is to provide current income rather than long-term growth of principal. Growth: The objective of a growth strategy is to increase the value of your investment over time with recognizing a high likelihood of volatility. Speculation: A speculator's objective is to assume a higher risk of loss in anticipation of potentially higher than average gain by taking advantage of expected price changes.
Choose your investment objectives below:
Capital Preservation
Growth
Income
Speculation
Submit
Scroll Up
